| FACTS | What Does StoneX and your Introducing Broker Do with Your Personal Information? | |||
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Why? |
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. | |||
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What? |
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
• Account balances and transaction history; • Investment experience and assets; • Information we receive from you on applications or other forms including, but not limited to, your social security number or employer identification number, or your income; • Information about your transactions with us, our affiliates, or others; and • Information we receive from a consumer reporting agency.
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How? |
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons StoneX chooses to share; and whether you can limit this sharing. | |||
| Reasons We Can Share Your Personal Information | Do We Share? | Can You Limit This Sharing? | ||
| For our everyday business purposes
Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus |
YES |
NO |
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| For our marketing purposes
To offer our products and services to customers |
YES |
NO |
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| For joint marketing with other financial companies | NO | We don’t share | ||
| For our affiliates’ everyday business purposes
Information about your transactions and experiences |
YES | NO | ||
| For our affiliates’ everyday business purposes
Information about your creditworthiness |
YES |
YES |
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| For our affiliates to market to you | YES | YES | ||
| For non-affiliates to market to you | NO | We don’t share | ||
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To limit our sharing |
Call 1 (800) 255-6381 or email privacy@stonex.com to limit our sharing.
Please note: If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. |
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| Questions? | Call 1 (800) 255-6381 or email privacy@stonex.com (add FCM Privacy Notice in the email subject line.). | |||
| What We Do | ||||
| How does StoneX and my Introducing Broker protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. We restrict access to employees, representatives, agents, or selected third parties who have been trained to handle such nonpublic personal information.
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How does StoneX and my Introducing Broker collect my personal information? |
We collect your personal information, for example, when you:
• Open an account or give us your income information. • Seek advice about your investments or tell us about your investment or retirement portfolio. • Make deposits or withdrawals from your account. We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. |
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Why can’t I limit all sharing? |
Federal law gives you the right to limit only:
• Sharing for affiliates’ everyday business purposes—information about your creditworthiness. • Affiliates from using your information to market to you. • Sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law. |
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| What happens when I limit sharing for an account I hold jointly with someone else? |
Your choices will apply to everyone on your account. |
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| Definitions | ||||
| Affiliates | Companies related by common ownership or control. They can be financial and nonfinancial companies. Our affiliates include the member companies of StoneX Group Inc. | |||
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Nonaffiliates |
Companies not related by common ownership or control. They can be financial and nonfinancial.
companies. |
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Joint Marketing |
A formal agreement between nonaffiliated financial companies that together market financial products
or services to you. Some of StoneX affiliates have joint marketing agreements with credit card companies or others. |
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As you know, when your account was established with Powerhouse Brokers, LLC, you provided information pertaining to your specific background and financial status. It is important that we maintain the most current information. If there have been any material changes to the information you last provided, please contact all@powerhousetl.com to update your account. If you have any questions or comments about our Privacy Policy and AML Notification, please contact us using the information below.